Within the Investor KYC department, the KYC Controller is responsible for the financial analysis of complex files, document collection, and ensuring the consistency and completeness of KYC documents in accordance with regulatory requirements and CACEIS internal Compliance.
The KYC Controller leads the implementation of the control plan and supervises and supports new hires.
Responsibilities
- Manage complex KYC files.
- Analyze and verify KYC documents against regulatory requirements.
- Create and update the repository.
- Ensure the reliability of data entered into the repositories.
- Make corrections resulting from checkpoints defined within the unit.
- Archive documentation in accordance with procedures.
- Participate in activity monitoring meetings with clients.
- Ensure the confidentiality of data handled and transmitted in compliance with regulations.
Profile
- Higher degree in Economics, Management or Finance.
- Minimum five years of proven experience in KYC analysis.
- Familiarity with the investment fund world, particularly transfer agent services and related flows.
- Extensive expertise in current AML/KYC legislation.
- Autonomous, organized, rigorous, responsive, and analytical.
- Ability to manage multiple files and projects simultaneously and work effectively in a fast-paced team environment.
- Excellent interpersonal and writing skills.
- Experienced user of Microsoft Office, especially Word and Excel.
- French and English language skills.
Company
CACEIS is the asset servicing banking group of Crédit Agricole dedicated to asset managers and institutional investors. It offers services including execution, clearing, foreign exchange, securities lending, custody, depositary, fund administration, fund distribution support, middle-office outsourcing, and issuer services.
All job offers are open to persons with disabilities.